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Disclosures

Disclosures of MainFirst Group Companies

MainFirst Group consists of several domestic and foreign companies including but not limited to credit institutions, financial institutions and investment firms which are subject to supervision by competent authorities. These are the details which the different group companies must disclose:

Germany

MAINFIRST BANK AG
Registered Office Address: Kennedyallee 76, 60596 Frankfurt am Main
Registered Number: Local Court Frankfurt am Main, HRB No 53261
Chairman of the Supervisory Board: Marc-Antoine Bree
Board of Management: Bjoern Kirchner and Ebrahim Attarzadeh
VAT Identification Number: DE 217 324 303
Global Intermediary Identification Number (GIIN): RXHK1R.0000.LE.276 
LEI: 529900MC68RTGHKI4F05
International Distribution and Research Location, International Asset Management Location

MAINFIRST AFFILIATED FUND MANAGERS (DEUTSCHLAND) GMBH
Registered Office Address: Kennedyallee 76, 60596 Frankfurt am Main
Registered Number: Local Court Frankfurt am Main, HRB No 111529
Executive Board: Oliver Haseley
LEI: 529900366M1RI8SRXO59

MAINFIRST BANK AG Munich Branch
Registered Office Address: Maffeistrasse 4, 80333 Munich
International Distribution Location

MAINFIRST BANK AG is subject to supervision by the Federal Financial Supervisory Authority (BaFin) and the Deutsche Bundesbank.

MAINFIRST CHARITY gGmbH
Registered Office: Frankfurt am Main
Registered Number: Local Court Frankfurt am Main, HRB B 94991
Managing Directors: Carsten Steinborn, Heiko Weckmann
VAT Identification Number: 045 250 82376

France

MAINFIRST BANK AG Paris Branch
Registered Office Address: 80 Avenue de la Grande Armée, 75017 Paris
Registered Number: RCS Paris 538 446 444; SIRET 538 446 444 00019
Branch Management: Sébastien Guillaume, Jerome Voulton
VAT Identification Number (Idéntifiant CE TVA): FR9053844644400027
Global Intermediary Identification Number (GIIN): RXHK1R.0000.BR.250
Head Office: MAINFIRST BANK AG, Kennedyallee 76, 60596 Frankfurt am Main, Germany
Registered Number of Main Office: Local Court Frankfurt am Main, HRB No 53261
Chairman of the Supervisory Board: Marc-Antoine Bree
Board of Management: Bjoern Kirchner and Ebrahim Attarzadeh
International Distribution and Research Location

MAINFIRST BANK AG Paris Branch is subject to supervision by the Autorité des Marchés Financiers (AMF) and the Autorité de contrôle prudentiel et de résolution (ACPR).

Italy

MAINFIRST BANK AG Milan Branch
Registered Office Address: Via Ugo Foscolo 8, 20121 Milan
Registered Number (Numero Repertorio Economico Amministrativo): 1889002
Branch Management: Franco Manzini
Fiscal Code: 6375380968; VAT-Number: IT06375380968
Global Intermediary Identification Number (GIIN): RXHK1R.0000.BR.380
Head Office: MAINFIRST BANK AG, Kennedyallee 76, 60596 Frankfurt am Main, Germany
Registered Number of Main Office: Local Court Frankfurt am Main, HRB No 53261
Chairman of the Supervisory Board: Marc-Antoine Bree
Board of Management: Bjoern Kirchner and Ebrahim Attarzadeh
International Distribution and Research Location

MAINFIRST BANK AG Milan Branch is subject to supervision by the Commissione Nazionale per le Società e la Borsa (Consob) and the Banca d’Italia.

Luxembourg

MAINFIRST AFFILIATED FUND MANAGERS S.A. 
Company under the law of Luxembourg 
Registered Office Address: 16, rue Gabriel Lippmann 5365 Munsbach, Luxembourg 
VAT Identification Number: LU26041703 
Chairman of the Board of Directors: Oliver Haseley 
Executive Board: Anja Richter, Thomas Merx; Marc-Oliver Scharwath
LEI: 529900NYHBR8KT1ZY597
International Asset Management Location

MAINFIRST AFFILIATED FUND MANAGERS S.A. is regulated by the Commission des Surveillance du Secteur Financier (CSSF)

MAINFIRST SICAV
Investment company with variable capital under the law of Luxembourg
(Société dInvestissement à Capital Variable)
Registered Office Address: 6C, route de Trèves, L-2633 Senningerberg, Luxembourg
Registered Number: Luxembourg B 89 173
VAT Identification Number: LU21847468
Board of Directors: Daniel Van Hove, Chairman, Oliver Haseley, Anja Richter

Funds / GEI:
MainFirst SICAV / 529900B24Q53CROSHN02
MainFirst Classic Stock Fund / 529900Z6Z6S5GBFH7767
MainFirst Germany Fund / 529900SMCY0HEH4IUV58
MainFirst Top European Ideas Fund / 529900NKA8J0S2ICSL27
MainFirst Absolute Return Multi Asset / 529900IMFJDJKHORVL53
MainFirst Global Equities Fund / 529900IF1NEH8Z5TVR58
MainFirst Emerging Markets Corporate Bond Fund Balanced / 529900KM42R21P69DG60
MainFirst Emerging Markets Credit Opportunities Fund / 529900ABNA83QNV5HP25 
MainFirst Diversified Alpha / 529900SO2M4VXRM1CM40
MainFirst Global Dividend Stars / 529900HIYBCVIQ5QKG34

Switzerland

MAINFIRST HOLDING AG
Registered Office Address: Gartenstrasse 32, 8002 Zurich
Registered Number: Commercial Register of the Canton Zurich, CHE-110.348.729
Chairman of the Board of Directors: Luca Pesarini
VAT Identification Number: CHE-110.348.729 MWST

MAINFIRST AFFILIATED FUND MANAGERS (SWITZERLAND) AG
Registered Office Address: Gartenstrasse 32, 8002 Zurich
Registered Number: Commercial Register of the Canton Zurich, CHE-110.063.712
Chairman of the Board of Directors: Marc-Antoine Bree
Managing Directors: Thomas Rutz (CEO), Jürg Huber
VAT Identification Number: CHE-110.063.712 MWST
LEI: 5299007R96KRE1195D86
International Asset Management Location

MAINFIRST AFFILIATED FUND MANAGERS (SWITZERLAND) AG is subject to supervision by the Swiss Financial Market Supervisory Authority (FINMA).

MAINFIRST SCHWEIZ AG
Registered Office Address: Gartenstrasse 32, 8002 Zurich
Registered Number: Commercial Register of the Canton Zurich, CHE-488.033.503
Chairman of the Board of Directors: Marc-Antoine Bree
Managing Directors: Alain Oberhuber (CEO), Stefan Koenig
VAT Identification Number: CHE-488.033.503 MWST
International Distribution and Research Location

MAINFIRST SCHWEIZ AG acts as representative of MAINFIRST BANK AG in Switzerland and is subject to supervision by the Swiss Financial Market Supervisory Authority (FINMA)

United Kingdom

MAINFIRST BANK AG London Branch
Registered Office Address: 151 Shaftesbury Avenue, London WC2H 8AL
Registered Number: Companies House, BR007234
VAT Identification Number: GB 222 7578 05
Global Intermediary Identification Number (GIIN): RXHK1R.0000.BR.826
Branch Manager: Mark Small
Head Office: MAINFIRST BANK AG, Kennedyallee 76, 60596 Frankfurt am Main, Germany
Registered Number of the Main Office: Local Court Frankfurt am Main, HRB No 53261
Chairman of the Supervisory Board: Marc-Antoine Bree
Board of Management: Bjoern Kirchner and Ebrahim Attarzadeh
International Distribution and Research Location

MAINFIRST BANK AG London Branch is subject to supervision by the Financial Conduct Authority (FCA).

United States of America

MAINFIRST SECURITIES US, Inc.
Registered Office Address: 35th Floor, 747 Third Avenue, New York, NY 10017
Registered Number: State of New York 090515000460
CEO: Hans-Peter Grünig; Directors: Dr. Andreas Haindl, Thomas Bernard
Employer Identification Number (EIN): 421768153 
International Distribution Location

MAINFIRST SECURITIES US, Inc is an affiliated broker-dealer registered with the U.S. Securities and Exchange Commission under the Exchange Act, and a member of the Securities Investor Protection Corporation (SIPC) and the Financial Industry Regulatory Authority (FINRA; CRD #150982). The Firm maintains “Offices of Supervised Jurisdiction” (OSJs) in Frankfurt am Main und New York with branches in London and Zurich.

Check the background of this firm on FINRA's BrokerCheck.